SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed details, that cover several issues such as personnel readiness, investment management, receiving and...
Bangkok, July 28, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to mutual funds and provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible asset rules, investment rules with higher level of diversification and reclassifications of fund...
ผู้ช่วยเลขาธิการ ก.ล.ต. และ Ms. Julie Becker, Deputy CEO of Luxembourg Stock Exchange เมื่อวันที่ 2 ตุลาคม 2563 ผ่านทางเฟซบุ๊กไลฟ์ เพจ “สำนักงาน กลต.” โดยมียอดผู้เข้าถึง (reach) 7,851 คน และยอดชม
Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more
principles in Section 77 of the Constitution.“On the occasion of the 28th anniversary, SEC has implemented the Regulatory Guillotine scheme that aims to revise regulations in all aspects for the Thai capital
Microsoft Word - 2019-03-13_การขายหุ้น DDCJ_EN Pace Development Corporation Public Company Limited 87/2 CRC Tower, All Seasons Place 45th Fl., Unit 4, Wireless Road, Lumpini, Pathumwan, Bangkok 10330
หนังสือแจ้งการจัดสรรหุ้นสามัญเพิ่มทุน (Translation) O.C.C. Public Company Limited Information Memorandum on Acquisition of Assets October, 2017 Information Memorandum on Acquisition of Assets O.C.C
Facebook page ชื่อ Stock trading : Unlicensed securities and derivatives business (Disclosure Date : 15/01/2024)