maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
support in this space possible. • With that, let me close by acknowledging this exciting milestone as part of Thailand’s journey towards realizing a resilient and sustainable growth trajectory. • Thank you!
Their Finances More Resilient to the Ever-changing Context?” with a view to emphasizing the importance of money management knowledge and skills to cope with the unexpected in life. Key messages to be
of Singapore (MAS) และจัดขึ้นภายใต้แนวคิด “Building Resilient Business Models Model Amid Volatility and Change” เพื่อรองรับการทำธุรกิจแบบยืดหยุ่น รวมถึงความสามารถในการปรับตัวของธุรกิจในยุคที่มีความไม่
of Singapore (MAS) และจัดขึ้นภายใต้แนวคิด “Building Resilient Business Models Model Amid Volatility and Change” เพื่อรองรับการทำธุรกิจแบบยืดหยุ่น รวมถึงความสามารถในการปรับตัวของธุรกิจในยุคที่มีความไม่
securities and exchange. “competent officer” means a person appointed by the Minister to act in accordance with this Emergency Decree. “Minister” means the Minister in charge of the execution of this Emergency