shall have the qualifications, possess no prohibited characteristics, or obtain an approval [from the SEC Office], as the case may be, as prescribed in this Notification: (1) managing, determining
are a variety of ways for issuers to obtain external input to their green, social, sustainability and sustainability- linked bonds process and there are several levels and types of review that can be
competitiveness, and (2) fundamental issues regarding building reliability and resilience of the Thai capital market and robust foundation to support sustainable growth.” The SEC Strategic Plan 2021-2023
assess the incremental risks associated with their staff providing personal services while other firms, which collected the necessary information, had no means to verify the reliability or the completeness
public policy or state policy; (3) the share offering may affect the reliability of the overall Thai capital market; (4) the share offering may cause unfairness or damage to the overall shareholders of the
obtain ACMF Pass and carry out investment advice which are permitted activities under the MOU in Host Jurisdiction. This handbook set out the guidance on ACMF Pass by: 1.2.1 Explaining the scope of
possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the minimum paid-up registered capital of such person.
______________________________________________________________________ Remark: The rationale for issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore
issuing this Notification is to ensure that the person granted a license to be derivatives broker possesses strong financial position and reliability. It is, therefore, deemed necessary to determine the
auditor?s findings in the audit of the company 2014 financial statements on cost of sales and inventories which revealed lack of efficiency and reliability of AIE internal control system. The auditor was