exercising of their duties to the fullest capacity in order to create a well-balanced ecosystem and subsequently financial reports – an output of the ecosystem – that are fair, reliable and most useful for the
(UNOFFICIAL TRANSLATION) Codified up to No. 4 As of 28 March 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference
-- DRAFT Principles -- (Unofficial Translation) PAGE (Unofficial Translation) - 2 - Readers should be aware that only the original Thai text has legal force and that this English translation is
-- DRAFT Principles -- (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand
Microsoft Word - STNYKhor 3_2550_final.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
ensure that appropriate investment advices could be provided to Thai investors in a timely manner upon their requests and assist them in making informed investment decisions. The essence of the proposed
. contact person; f. arranger of the offer; and g. other parties who are responsible for disclosure of information contained in the registration statement (if any). C. Auditors Provide the names, addresses
audit firms and auditors in order for them to alleviate their deficiencies successfully in the future. By performing root cause analysis, the SEC found that some audit firms were unable to alleviate their
the financial statements provided in the registration statement are prepared in a currency other than Thai Baht, the issuer is required to disclose the exchange rate between the financial reporting
aforementioned. 6. What are the language requirements for the Thai offering documents of Hong Kong Covered Funds? The Thai offering documents of a Hong Kong Covered Fund shall be prepared in English and/or Thai