HOLCIM CAPITAL (THAILAND) COMPANY LIMITED | Year 2013

Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A

Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management

Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

Bangkok, April 16, 2014 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board approved to revise rules governing capital market personnel to standardize the

Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers

Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)

CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)

Facebook page AMATA - Capital Gain : Unlicensed securities and derivatives business (Disclosure Date : 16/05/2023)