Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing
than one percent of the total voting shares. Not being an executive director involved in the management of the business, employee, staff, advisor earning regular monthly salary, controlling person during
15,514 ประชาชนทั่วไป 3,163 4,008 2,930 10,015 7,626 13,961 3,074 รวม 23,332 14,289 13,321 22,010 10,076 23,426 18,588 &1#&"Tahoma"&12&KC0C0C0SEC Classification : ใช้ภายใน (Internal)
internal short
Policy for Business Operators Privacy Policy for Trading in Secondary Market Privacy Policy for Internal Administration (website) Complaints and Information Personal data that the SEC Office collects
the intermediary shall be informed without delay; (5) internal control for the operation shall be established in accordance with the information technology governance policy, which contains at least the
the intermediary shall be informed without delay; 4 (5) internal control for the operation shall be established in accordance with the information technology governance policy, which contains at least
the intermediary shall be informed without delay; 4 (5) internal control for the operation shall be established in accordance with the information technology governance policy, which contains at least
, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and related party transactions 33 Part 3: Financial Statements 36 Part 4
Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology