Rules for Operation of Derivatives Exchange

Rules for Operation of Derivatives Clearing Houses

Outsourcing Function related to Business Operation to Third Party

Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

Work System, Contact with Investors and General Business Operation of Trustees

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

governing the business operation of such person, and has no reasonable grounds to be believed that its financial condition has worsened significantly during the course of one year preceding the date when the

seeks to be registered with the Office as a qualified fund supervisor shall; (1) Maintain capital adequacy and capital reserves as specified by the rules of laws governing the business operation of such