suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
specialist, Private Sector Operations Department, Asian Development Bank ร่วมการเสวนา และดำเนินรายการโดย Ms. Katja Freiwald, Regional Programme Manager, WeEmpowerAsia เมื่อวันที่ 10 มีนาคม 2564 เลขาธิการ
/LawsandRegulations/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made
specialist audits or audit clients in a specialist industry (e.g. financial institution) obtain/maintain the required specialist knowledge Do the firm have special training/or tailor made for specific client
considered to settle his current case with harsher punishment.
guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense. The consultation paper
แทนโครงการพัฒนาแห่งสหประชาชาติประจำประเทศไทยMrs. Dawn Chan CEO, Centre for Impact Investing and PracticesMs. Devahuti Choudhury SDG Impact Specialist for Asia-Pacific, UNDPดร. ชัชรี ธีรพงษ์ ที่ปรึกษา
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
that he continued to submit trading orders in the same manner. The act of Surin constituted a violation of Section 244/3 and will be subject to punishment under Section 296, Section 296/1, and
โดย นายธวัชชัย พิทยโสภณ รักษาการเลขาธิการ สำนักงาน ก.ล.ต. Ms. Gita Sabharwal, UN Resident Coordinator, Thailand วิทยากร Ms. Bonnie Groves, Specialist, Stewardship, PRI Ms. Valerie Kwan, Director