dividend payment from IT Q4/2012 operational result. The aforesaid action was in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section
Securities and Exchange Act B.E. 2535 (1992) which shall be liable to punishment under Section 296 of the Act. The Settlement Committee therefore imposed a 2,820,000 baht fine on Ratanachai.
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number
legal reserve. The company had provided full reserve for 10% of registered share capital. The record date for the right of receiving dividend will be on Thursday 22 August 2019. The payment date will be
, morality and ethics, which will be useful for the fourth and fifth-year reserve officer training cops students to live their lives and do their work in the future. The SEC officials will give lectures on
considered to settle his current case with harsher punishment.
guidelines would not impose excessive burdens on audit firms and auditors and would specify penalty alternatives that focus on appropriate proportionality of punishment to offense. The consultation paper
Committee, and board member of Thailand Futures Exchange Plc. Mr. Pratib Yongvanich obtained a BBA in Accounting from Chulalongkorn University and an MBA (Marketing) from Case Western Reserve University. His
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to