the supervision of financial sector regulators.”BOT Governor Mr. Sethaput Suthiwartnarueput, Ph.D. said: “Striking a balance between protecting personal data and optimizing data usage is key to the
with the Ministry of Finance and regarded as another mechanism for protecting and empowering shareholders to make their own decisions to solve the company's problems; (3) CMDF: establishing the CMDF as a
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
to understand the risks of bonds and up-to-date information before their investment, as well as to make information become easier to access. Therefore, SEC has improved the supervision guideline on
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
: For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076 Intermediaries Supervision Department Tel. +66-2263-6536 Was this page helpful? Yes No Comment
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019
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