เสียงข้างน้อย (Protecting Minority Investors) ซึ่งเป็นด้านที่ ก.ล.ต. ได้มีบทบาทในการเข้าร่วมในการปรับปรุงและผลักดันมาตรการต่าง ๆ ได้ปรับสูงขึ้นมาอยู่ที่อันดับที่ 3 ของโลกจากเดิมอันดับที่ 15

person as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that are (1) failing to

) Contribution for public interest more than one’s own benefits and public mindedness, (5) Focus on work effectiveness, (6) Fair and impartial duty performance, and (7) Setting good examples and protecting the

are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of digital

protecting the value for the ultimate beneficiary or client. The statement should reflect the institutional investor’s activities within the investment chain, as well as the responsibilities that arise from

providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness

beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The

standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence

raise the awareness of the importance of educating and protecting investors. The SEC is delighted to join this international campaign because we share the same objective as reflected in our continuing

possession"&wt=json&indent=true&facet=true https://secsearch.sec.or.th/?search=electronic+property+OR+%22electronic+property%22+OR+%22electrica... Protecting-Minority-Investors-2563.pdf ทุนแบบ preemptive right