prohibition of securities subscription under Clause 5 or the prohibition of securities allotment under Clause 6 shall not apply to the following cases: (1) underwriting of securities offered for sale to the
to allocate securities under the Notification of the Capital Market Supervisory Board governing subscription, underwriting and allotment of newly issued securities. Clause 7 The prohibition of
the Notification of the Capital Market Supervisory Board governing subscription, underwriting and allotment of newly issued securities. Clause 7 The prohibition of securities subscription under Clause 5
/We affirm that the units of the NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No
NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify
the NRI CIS have been or would be offered for sale in Home Jurisdiction, and have not been the subject of any banning or prohibition order of sale by Home Regulator. Yes No If “No”, please specify
SMEs and startups to offer sustainability-themed bonds via crowdfunding and private placement SEC public hearing on a draft regulation regarding prohibition of digital asset business operators’ provision
from taking certain actions. Examples of the covenants include a. prohibition on the payment of dividends if certain conditions are met in order to prevent depletion of the issuer’s funds that are
., Ltd. will be 65% held by CPN, 30% held by Fatima R.B.D.S. International Co., Ltd., and 5% held by Ascend Development Co., Ltd. Asset Enhancement Projects 1) CentralWorld started a phase-by-phase major
SECURITIES (THAILAND) CO.,LTD. PARK VENTURES ECOPLEX, 11TH FLOOR, UNIT 1101A, WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2654-8305 Fax.0-2654-8310 18 ASCEND WEALTH CO.,LTD. 101 TRUE DIGITAL PARK