สิ่งที่ส่งมาด้วย 3_ตัวอย่างแบบฟอร์มการประเมินความรู้ความสามารถในการลงทุน (knowledge assessment) สำหรับการลงทุนในผลิตภัณฑ์ในตลาดทุนที่มีความเสี่ยงสูงหรือมีความซับซ้อน
procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems’ impact on the business operation of
SHARE : SEC receives excellent score in the Corruption Risk Management Systems Assessment 2023 and higher score in the Integrity and Transparency Assessment 2024 Friday 2 August 2024 | No. 159 / 2024
Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's
On 19 and 28 June 2018, SEC held a seminar on the topic of the I Code and the benchmark assessment of PVD at the SEC office, where over 200 PVD committees had attended. PVD plays a crucial role in
digital assets safely. They should also have learnt about DA operators’ asset keeping for their risk assessment and service decision-making. In this regard, the SEC is proposing criteria on information
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asset class among global investors. The result of ASEAN CG Scorecard 2014 assessment showed that Thailand could still hold the leading role and was ranked at the top for the third consecutive year