Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license
and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of Economic Crime Suppression Division. SEC Act S.90 Criminal Complaint Filed with an
disclosed the inside information to the Stock Exchange of Thailand. This case is in the process of inquiry by the inquiry official. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal
addition, the acts mentioned above were assisted or facilitated by Winsound (Thailand) and Mr. Thanachart Siriphanukhema. This case is in the process of inquiry by the inquiry official SEC Act S
false entries or fail to enter any material statement in the accounts or documents of, or related to, Zipmex Thailand. This case is in the process of inquiry by the inquiry official. DAB Act S.82 88
for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by
statements for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by
US Asvance Co.,Ltd. US Asvance Co.,Ltd. jointly with other alleged persons, operated derivatives broker businesses in Thailand without proper licenses granted, violating Section 16 of the
/ 2017, and (3) the reviewed financial statements for Q3/2017 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board
Chuo Senko (Thailand) Public Company Limited Chuo Senko (Thailand) Public Company Limited, failed to prepare and submit the audited financial statements for the year 2016, the annual registration