Regulations SHARE : Detail Content Regulations Regulations Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business Operators Registered
Bangkok, March 26, 2015 ? The SEC recently hosted ?3rd ASEAN Audit Inspection Workshop? and ?2nd ASEAN Financial Statement Surveillance Workshop,? the international audit oversight events, in Bangkok
and Audit Oversight > Auditor Supervision Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor Supervision The SEC has put its continuing effort on
> Financial Reporting and Audit Oversight > Auditor Supervision > Quality Assurance & Review Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor
ทรัพย์ (issuer) หรือผู้ที่ได้รับมอบหมายให้ส่งข้อมูลแทน issuer (outsource) เช่น underwriter หรือบริษัทในเครือ ต้องด าเนินการแต่งตั้งผู้บริหารบัญชีผู้ใช้งาน (Account Administrator) ให้เป็นผู้บริหารจัดการ
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
On 10 January 2024, the Central Bankruptcy Court ordered the business rehabilitation of ACAP and designated the company as the plan administrator. Pursuant to the Bankruptcy Act B.E. 2483 (1940
On 10 January 2024, the Central Bankruptcy Court ordered the business rehabilitation of ACAP and designated the company as the plan administrator. Pursuant to the Bankruptcy Act B.E. 2483 (1940
บุคคล (company account) 3. การแต่งตัง้ผูบ้รหิารบญัชผีูใ้ชง้าน (account administrator) 4. การมอบอ านาจเจา้หน้าทีป่ฏบิตักิารสง่ขอ้มลูแทนกจิการ (การยืน่แบบ EF-2/EF-3/EF-4) 5. การสมคัร Digital ID ▪ การเตรยี
against such obligation, the derivatives business operator shall provide collateral for the amount requested for set off to the administrator of the customer estate https://www.sec.or.th/TH/Documents