certifying financial statements of entities whose securities are publicly traded in main board of foreign stock exchange, shall be granted the approval as foreign auditors in the capital market withoutfull
having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
related party transactions? How are the transactions transparent, equitable, reasonable and beneficial to the shareholders? Disclosed information Last period transactions: Names of related party and their
. Clarifying, in conjunction with the issuers, to the SEC in the cases that the actual operating results are significantly different from the estimate. 2. Acquisition of securities for business takeover
having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
investors for their investment decisions. In additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing
businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
their investment money plus benefits. Afterward, they repeated the same method by persuading the clients to continue investing in order to seek unfair personal gains all over again. In addition, some of
SEC strongly advises that investors protect their own interest by seeking clarification from investment consultants regarding the nature and features of the investment vehicles in which they are
with the SEC are: ( 1 ) the Bank of Thailand, (2) the Stock Exchange of Thailand, (3) the Federation of Thai Capital Market Organizations, (4) the Thai Listed Company Association, (5) the Government