notified by the SEC Office; 3. I consent to prepare and deliver information or evidentiary documentation as required by the SEC Office, no matter if such information or documentation is the audit firm’s or
and the audit firm consents inspectors of the SEC to inspect the audit quality system when the SEC requires. 3. I consent to prepare and deliver information that the audit firm will prepare or obtain
attack or any other damages occur. In addition, these business operators must prepare and deliver information involving calculation of net capital. In a case that net capital falls below 1.5 times of the
deliver securities according to the agreement. These proposed amendments aim to ensure proper protection for ordinary persons in the institutional investor group. The consultation paper is available at
of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection
written agreement with the CIS operator at least in the following matters: (1) the CIS operator shall deliver the information that has a material impact on foreign collective investment scheme to investors
Financial Institutions Stability, the Bank of Thailand 10:05 – 10:25 Purpose and practice: How financial services can mobilize capital to deliver net zero in Thailand Speakers Mr. Giorgio Gamba, CEO of HSBC
subsidiaries has decline in deliver to customers Other revenue of 25.75 Million Baht as 11.39 Million Baht increased or 79.32% when compared to same period of previous year which has total revenue of 14.36
Baht due to increases in deliver. Other revenue of 23.95 Million Baht as 1.94 Million Baht increased or 8.67% when compared to same period of previous year which has total revenue of 22.04 Million Baht
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator