to order or act her duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply with the rules
-axa reported the appointment of such position on February 14, 2020. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020
sufficient and effective systems of operation, control and risk management. SEC Act S.113 Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 26/2020 Dated 02/09/2020
business on June 12, 2019. SEC Act S.250 Settlement Committee Meeting No. 1/2020 Settlement Committee Order No. 1/2020 Dated 23/01/2020
which may cause serious damage to the benefit of the people. SEC Act S.117 133 paragraph 2 and 136 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 8/2020 Dated 13/03/2020
Settlement Committee Order No. 26/2020 Dated 02/09/2020
submitted to the SEC Office and the SET on August 31, 2018. SEC Act S.56(2) Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 6/2020 Dated 13/03/2020
Mr. Jeremy Lechemere King Between December 12, 2016 and July 1, 2019, Mr. Jeremy Lechemere King, chief executive officer of Siam Knight Fund Management Securities Co.,Ltd. (?SKFM?), failed to order
submitted to the SEC Office and the SET on February 12, 2019. SEC Act S.56(4) Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 6/2020 Dated 13/03/2020
Meeting No. 4/2012 Settlement Committee Order No. 29/2012 Dated 20/08/2012