notification the rules with which derivatives business operators shall comply. SECTION 19. The SEC Office shall have the power to order any derivatives business operator to submit reports or any other documents
professional in accounting, finance, business administration, economics or law; Clause 2. The person with power of management of the derivatives business operator must obtain approval from the SEC Office. Clause
Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the
. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the lender or its agent , do so with an understanding
” means the Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its
competent officer shall have the power to: (1) enter into the place of business or premises of a digital asset business operator or the place where the data of such business operator are stored or processed
the power to: (1) enter into the place of business or premises of a digital asset business operator or the place where the data of such business operator are stored or processed by computers or any
as follows: (a) director, manager, or any person who has power of management in the derivatives business operator; (b) derivatives investment manager; (c) derivatives investor contact; (5) “fund
benefits of a derivatives business operator or in connection with derivatives business in a position or a nature of work related to derivatives trading, solicitation or provision of advice relating to
system. Remark : In the case where a CB. or FC. applies for registration to be a derivatives business operator in the category of derivatives broker or derivatives dealer shall also demonstrate the