derivatives contracts; “Foreign derivatives business operator” means any person undertaking derivatives business under the law of foreign country and under supervision of authority or agency which regulates
“Foreign derivatives business operator” means any person undertaking derivatives business under the law of foreign country and under supervision of authority or agency which regulates derivatives business in
derivatives contracts; 1“Foreign derivatives business operator” means any person undertaking derivatives business under the law of foreign country and under supervision of authority or agency which regulates
approval of trust manager (3) criteria for the performance of duties of trust managers; (4) authority of the SEC Office with respect to (1), (2) or (3). Clause 3 The person who will be granted approval as
or broker of a securities company is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification as replacement for the Notification of
brokerage and securities dealing and application for and approval of appointment of any person as agent or broker of a securities company is under the authority of the Capital Market Supervisory Board, it is
brokerage and securities dealing and application for and approval of appointment of any person as agent or broker of a securities company is under the authority of the Capital Market Supervisory Board, it is
. The operation under Paragraph 1(1) may be proceeded through a derivatives business operator approved by the SEC or registered with the SEC Office or through a person granted an approval in accordance
(1) may be proceeded through a derivatives business operator approved by the SEC or registered with the SEC Office or through a person granted an approval in accordance with the Notification of the
of work involved in the performance of duties related to such inside information; (4) director, sub-committee member, representative of a juristic person, agent, worker, employee, advisor or operator