Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the accountability of the
, executives and staff covers the following areas: Accountability Responsibility Equitable Treatment and Participation Disclosure and Transparency Internal Control and Internal Value Creation by Enhancing Market
key approach to enhance operational efficiency and promote the SEC role as a learning organization. ?The SEC will continue to develop the capital market by exercising our core value of openness
extend its anti-corruption efforts to stakeholders. Guidelines 6.4.1 The board should ensure company-wide awareness and implementation of the company’s anti- corruption policy and practices, and
SEC will continue to develop the capital market by exercising our core value of openness, insightfulness, collaboration and integrity. Market participants and stakeholders can rest assured that the SEC
Channels 23 Yuthana Sethapramote, Ph.D., Graduate School of Development Economics, NIDA 1. the degree of openness • 𝑂𝑂𝑂𝑂𝑖,𝑡 = (𝐸𝐸𝑂𝐸𝐸𝐸𝑖,𝑡 + 𝐼𝐼𝑂𝐸𝐸𝐸𝑖,𝑡 )/𝐺𝐷𝐺𝑖,𝑡 2.the trade share in
indicating a lack of professional ethics or standards in performing as financial advisor or advisor in any other fields which requires similar skill, knowledge and accountability of financial advisor, or
://dividend.sec.or.th/stat-report/49_DEF_DA_ASSET_YYYYMM_TH.doc Translation intends to extend the due date by rolling over or extend the period of the deposit, such asset may be classified as a long-term deposit at a
a person responsible for https://publish.sec.or.th/nrs/3814pe.doc Translation intends to extend the due date by rolling over or extend the period of the deposit, such asset may be classified as a long
extend the due date by rolling over or extend the period of the deposit, such asset may be classified as a long-term deposit at a financial institution or an investment (as the case may be https