front run his client’s futures trading orders. Such trading orders made through Ms.Nanthanat Srisawangwong at another broker for his personal gain. This action caused financial damages to his clients

, BCH, BEAM, BLCT, BNB, BOA, BOND, BRD, BSV, BTG, BTM, BTR, BTT, CAKE, CELO, CET, CHR, CHZ, CKB, COMP, CORE, COTI, CRO, CRU, CRV, CTC, CTSI, CVC, CVP, CXO, DAD, DAG, DASH, DATA, DAWN, DCR, DENT, DERO

, BTC, BTCB, BTG, BTSE, BUSD, CET, CHSB, CUSD, DAG, DAI, DAO,DASH, DDX, DFI, DIVI, DNT, DXD, ERG, ETC, ETH, ETN, EUM, EURS, EWT, FEI, FIDA, FRAX, FTT, FUN, GHST, GT, GUSD, HBAR, HBTC, HNS, HOT, HUSD, HXRO

, BTC, BTCB, BTG, BTSE, BUSD, CET, CHSB, CUSD, DAG, DAI, DAO,DASH, DDX, DFI, DIVI, DNT, DXD, ERG, ETC, ETH, ETN, EUM, EURS, EWT, FEI, FIDA, FRAX, FTT, FUN, GHST, GT, GUSD, HBAR, HBTC, HNS, HOT, HUSD, HXRO

, BTC, BTCB, BTG, BTSE, BUSD, CET, CHSB, CUSD, DAG, DAI, DAO,DASH, DDX, DFI, DIVI, DNT, DXD, ERG, ETC, ETH, ETN, EUM, EURS, EWT, FEI, FIDA, FRAX, FUN, GHST, GT, GUSD, HBAR, HBTC, HNS, HOT, HUSD, HXRO

, BCD, BCH, BEAM, BLCT, BNB, BOA, BOND, BRD, BSV, BTG, BTM, BTR, BTT, CAKE, CELO, CET, CHR, CHZ, CKB, COMP, CORE, COTI, CRO, CRU, CRV, CTC, CTSI, CVC, CVP, CXO, DAD, DAG, DASH, DATA, DAWN, DCR, DENT, DERO

, CLV, COMBO, COMP, COTI, CPOOL, CQT, CREAM, CRO, CRV, CSPR, CTC, CTK, CTSI, CTXC, CUDOS, CUSD, CVC, CVX, DAG, DAI, DAO, DAR, DASH, DATA, DCR, DEGO, DEL, DENT, DEP, DESO, DEXE, DEXT, DFI, DGB, DIA, DIMO

of the Royal Thai Police (ECD Police). The SEC found that during December 17, 2013 ? January 9, 2014, Parin, then a trader of DBS Vickers Securities (Thailand) Co., Ltd., had front run his clients

required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in

we have decided to run the SEC Open Space theme to inspire investors and the general public to rethink their future, financial and otherwise, and hopefully to be able to crystalize their life goals as