to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was

debentures. For newly established businesses with potential, venture capital will also be available.The idea has been well-received by Investment Banking Club, Association of Securities Companies, as they see

Food Holding Co., Ltd. is a spouse of a director and an executive of EIC.The independent financial advisor (IFA) is of the view that the shareholders should not approve the transaction because the

primary market offerings and secondary market trading. To achieve this, the SEC is reducing the NC requirements imposed on digital asset businesses for risks associated with asset custody (custody risk

that he transferred funds to pay for capital shares during the founding of Glooming Global Co., Ltd. and was acquainted with and connected to shareholders and executives of Glooming Global Co., Ltd. The

by requiring the auditors to obtain prior approval from SEC. In addition, the auditors must be associated with the audit firms recognized by SEC. The auditors, however, shall not be director, manager

information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s

) Unitholders having an aggregate amount of not less than 10% of the total sold units can request the trust manager to proceed with seeking a unitholders’ resolution to remove a trustee or nominate a candidate

Facebook Page ชื่อ Stocks Are Not Difficult : Unlicensed securities and derivatives business (Disclosure Date : 22/01/2024)

Securities (Thailand) Plc., and revealed non-compliant performance of {C}, for not taping clients' trading orders.  Following referral from the Stock Exchange of Thailand indicating that {A} and {B} failed to