The SEC is proposing to revise the rules and related guidelines on the establishment of information technology system, which have been in force since 2016. The proposed changes aim to keep pace with
for the clients trading securities under cash balance rule or those transferring high volume of securities into their accounts to increase their credit limit and later transferring such securities out
, transactions that are subject to variable fee rates shall be based on volume they made; and the intermediaries that enter into the same type business activities shall pay the same rates of fee; or fees shall
process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
statements of the Company as of 31 December 2017. This transaction is not classified as acquisition and disposition of assets since the size is lower than 15%. The Meeting mutually agreed to present this
landscape, and endorsement of international standards. The SEC has also laid out the strategic plan for the next three years (2019-2021) focusing on the optimum use of technologies to enhance market
capital markets through a single point of entry (SET and Bursa Malaysia are expected to be the first pair to link next year). As for the integration beyond ASEAN markets, there are plans to expand the
markets through a single point of entry (SET and Bursa Malaysia are expected to be the first pair to link next year).? As for the integration beyond ASEAN markets, there are plans to expand the scheme, to
relationship through capacity building programs in the areas of bond market development, mutual fund and provident fund supervision as well as a preparation for self-assessment to become an ordinary IOSCO
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A