investigating and compiling additional facts and evidence on SCIB-C1 case and has closely coordinated with the Stock Exchange of Thailand in this matter.? ?Although we have pursued our own investigation, but
deemed material in relation to the offering of the TPIPL stocks to the public, was not included or disclosed in the draft prospectus filed with the SEC. Therefore, TPIPL contravened Section 77 of the same
may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter
will strictly take legal actions no matter who they are.? ?As for our enforcement procedures, the competent officer will present all material information and evidence to the Enforcement Committee
trading account of Another person in such a way as to take advantage of other persons by using positive material non- public information concerning RPC investment inSammakorn Public Company Limited (SAMCO
appoint it to act as securities broker. For the purpose of fairness to the parties, the SEC may specify any particulars which are material to the agreement.
profit in Q1/2009. The information was significantly different from the company's previous records showing profit in every quarter during the past three years (2007-2009) and thus considered material to
or return the assets according to the clients? order and notify to results of the matter to the SEC. The SEC has notified Cash2coin and SEADEX in writing of the required proceeding. In any case, the
advisor recommended that SCAN shareholders not approve the purchase of DEVA shares in the worth B543.57 million. Such transaction is deemed an acquisition of material assets which requires shareholders