actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals
the transaction will be beneficial to GOLD. The SEC, however, had an observation on appropriateness of asset valuation, weighted quality score method adopted, selection of comparable assets as well as
first MOA is for cooperation in monitoring and oversight of fund mobilizing companies or capital market business operators, entering the rehabilitation process or involved in a bankruptcy case pursuant to
operating crowdfunding portals. The supervised areas include measures and implementation against conflicts of interest, member data storage, disclosure of issuer information, issuer compliance monitoring
ก.ล.ต. เป็นเจ้าภาพจัดการประชุม ASEAN Audit Inspection Workshop ครั้งที่ 3 และ ASEAN Financial Statement Surveillance Workshop ครั้งที่ 2 โดยแลกเปลี่ยนความรู้และประสบการณ์การกำกับดูแลผู้สอบบัญชี และ
common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or participates in determining credit ratings, including an employee
ของระบบซื้อขายให้มีความเรียบร้อย (Market Surveillance)
model, the number of clients and the transaction volume; 4) Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system
BIR program. The revision would accommodate the BOT’s market surveillance to acquire in-depth, complete, accurate and timely information on foreign bond investors’ behaviors. Such information would
support the reasonableness of the assumptions used in the fair value measurement of the observation decks as planned. PACE thus requested another deadline extension to 31 January 2018. If the results of the