Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and
investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and
which are fixed income funds making daily redemptions and same-day settlements or settlements on the next business day. It is therefore crucial that they maintain adequate liquidity to respond to
has to be maintained to ensure continuity of business operations.To cover potential liability risks arising from professional negligence, asset management companies are required to maintain
. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures
limit damage to customers and the capital market in general in case the businesses face financial difficulty. The securities companies and derivatives brokers are presently required to maintain net
resigning employees in order to ensure that former staff continuously maintain confidentiality of information and independence even after the end of their employment with the audit firms. During the second
debt collection in order to maintain our asset quality management efficiency. 3 Regulations on Permission Given to Commercial Banks to Operate Information Technology-Related Services to Support Digital
(KCR3YD-AI), and K Thai Fixed Income 3 Years A Fund – Not for Retail Investors (KTF3YA-AI). Meanwhile, we elevated THE WISDOM brand to provide greater benefits and maintain our leadership status, through
. Continued elevated levels of household debt will likely contribute to a contraction in private consumption, while private investment is also expected to fall as the business sector delays investment in order