derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
’ qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were unable to obtain sufficient and appropriate audit evidence with respect to valuation of investment in PT
Auditor /2 - - - - 1 - Financial advisor - - - - - - Supervisor of financial advisor - 1 - - - - Valuation Company - - - - - - Principal Valuer - - - - - - Grand Total 0 7 12 0 5 10 /3 In 2020, there were 2
investors or the home regulator, or has not failed to submit such information to investors or the home regulator. (2) have investment policy to invest in eligible asset type with investment limit in similar
investors or the home regulator, or has not failed to submit such information to investors or the home regulator. (2) have investment policy to invest in eligible asset type with investment limit in similar
2018, BOD’s meeting approved the revision of the investment policy to manage liquidity regarding the investment limit. In order to maximize the use of cash because the Board of Directors expected that
Exchange of Thailand through the liquidity indication i.e. turnover list ratio is the new empirical study in Thailand. Actually, the study on free float effects on shareholder wealth is very limit as the
suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any
การจัดสรรครั้งต่อไป (Next Allowable Limit) หมายเหตุ ขออนุมัติวงเงิน 200,000 200,000 0 300,000 รายงานการใช้วงเงิน 100,000 200,000 100,000 300,000 ขออนุมัติวงเงิน 200,000 400,000 100,000 100,000 รายงานการ