The Derivatives Act The Derivatives Act B.E. 2546 SECTION 28. A derivatives business operator shall prepare and submit financial statements to the SEC Office. Such financial statement shall be made
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 33. A derivatives business operator shall segregate the customer asset from its own, and shall prepare and keep account of customer asset for
PROVIDENT FUND ACT PROVIDENT FUND ACT (No. 2) B.E. 2542 Section 9. The articles of the fund shall consist of at least the following particulars: (1) the name of the fund, which shall be preceded by
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supervisory efficiency and alignment with the supervisory guidelines under the Securities and Exchange Act B.E. 2535 (1992).The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx
omit to do any other acts as prescribed by the SEC Office to rectify the shortfall and maintain the net capital as required by law https://publish.sec.or.th/nrs/8138s.pdf - Notification No. Kor Thor 19