collaborated with the SET to study guidelines for the auto halt rules and temporary trading suspension concerning irregular trading activities. Such regulations are expected for issuance and implementation
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission Core value: SEC-Pro The SEC develops and supervises the Thai capital market to ensure efficiency, fairness, transparency and integrity. The SEC is to establish the Thai capital market as an important alternative for investors and fund raisers with an efficient mechanism for investor empowerment and, in...
respective markets toward sustainable growth. The SEC also rendered stronger cooperat ion with the ASEAN in developing working systems of respective markets toward the same direction to streamline complicated
.; (b) the complicated nature of the action or the tools using for such action such as using a disguised name of other person or establishing a company for concealment; (c) the record of behaviour of
evaluated on a quarterly basis. 1.3 Crisis and Emergency Risks: Internal contingency plans were designed to cope with crises and emergencies such as natural disasters and any irregular incidents that may
and other irregular items) reached Baht 585.7 million in Q3 2022; a 153.8% increase from that of Q3 2021 of Baht 230.8 million and 82.7% increase from average quarterly operating profit in 2021 of Baht
involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's regulations. For example, they withdrew money from the clients
Trading Alert • To implement an auction trading method for securities under Trading Alert, Level 2 or higher Late August 2024 Group 1: Measures for mitigating irregular volatility of securities prices 15