. Notification of the Office of the Securities and Exchange Commission SorThor. 41/2543 Re: Approval for the Execution of Derivatives Transaction Outside the Stock Exchange of Thailand 08/09/2000 26/09/2000 5
auditors in the capital market, and to grant a fee exemption for resubmission of the application for approval of auditor in the capital market for the applicants who affiliated with audit firms outside
/Documents/AnnualReport/pb_ar_2001.pdf Translation of the Securities and Exchange Commission No. SorNor. 5/2550 Re: Establishment of a Branch Office and Serving Customers by an Asset Management Company outside
Serving Customers by an Asset Management Company outside Its Office Premises and Office Hours https://publish.sec.or.th/nrs/4151pe.doc Microsoft Word - sornor5_2550_e_finalสายงาน.doc of the Securities and
purchasing or selling orders from customers outside its head office or branch offices unless otherwise specified by the Office; (7) purchase or hold shares, except: (a) those acquired in the course of
other laws outside the SEC’s jurisdiction, the SEC will coordinate with relevant authorities to take an appropriate action.The SEC urges the public and investors to exercise caution when using services of
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without
an enforcement of investors’ rights in some issues which are activities occurring outside blockchain* and are not based on the smart contract. Such activities include rent fee collection and payment