According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...
Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)
Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)
Complex Type 1 Investment Consultant
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