that they are issued by the servicing securities company. In case of suspicion, investors should contact the compliance officer of the securities company without delay. In any case, investment
account. In essence, this legislation stipulates that a receiving bank must carefully check the account number and account name of the recipient to ensure their accuracy. If any suspicion of misconduct
, for example, the launch of Wealth Advice for All initiative which gives the public a more convenient access to one-stop services on investment advice and the co-launch of the Happy PVD Company project
ษิทัฯ ถอืหุน้ใน NNV คดิเป็นรอ้ยละ 99.99 ของจ านวนหุน้ทีจ่ าหน่ายไดแ้ลว้ทัง้หมดใน NNV) ใหเ้ขา้จองซือ้หุน้สามญัเพิม่ทุนทีอ่อกใหม่ใน บรษิทั แฮปป้ี โปรดกัส ์แอนด ์เซอรว์สิ จ ากดั (“Happy”) ซึง่ประกอบธุรกจิการ
Director Authority List of sh Duangkamol Apiradee Pitc Sittiporn Sena Next Vision C Total number 2/2019 (Recor newly issued onate to the f the Compan ved to approv ny holds 99.99 s in Happy P products and a
supporting declaration of identity and additional documents in case of reasonable suspicion concerning investor’s qualifications. Securities company shall revise investor’s information under the first
suspicion that such amount of money belongs to the client; (2) Securities: (a) segregating by depositing with a securities depository center or the Bank of Thailand by clearly indicate that such securities
of the repurchase transaction. (b) segregating under self-safekeeping which shall be done in the manner that can clearly identify without suspicion that such amount of money belongs to the client; (2
well as how the auditor response to identified risks, key matters detected throughout the auditing process, and suspicion related to unusual transactions that may be an indicator of fraudulent act; 6