meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign
, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing/ factsheet are applicable only to the offer for sale
Protection Board, the Bank of Thailand, the Ministry of Commerce, the Royal Thai Police or the Court, for the benefit of coordinating and handling your complaint. Guidelines for filing a complaint ● In
. The SEC considers qualifications of securities issuers and supervises the disclosure of information in order for the investors to have sufficient information in making an investment decision
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on
companies’ awareness of the importance of maintaining the AGM quality in line with international standards, and to build a positive image of the Thai capital market in terms of shareholders’ engagement
Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock
markets, over-the-counter trading center and other service providers for transactions in the capital market. “Capital market supervision,” therefore, is primarily the supervision of market participants
“Strategic CFO in Capital Markets" for the Module: CFO and Financial Information Management organized by Thailand Securities Institute (TSI) of the Stock Exchange of Thailand (The number of hours in attending