operation until further instructed, while obtaining a proper license is mandate for other operators before beginning the business operation. Therefore, investors are strongly advised to be extra cautious
cooperation if DSI requires additional clarifications or further investigation in the case.According to recent news reports, the public prosecutor has brought charges in the Criminal Court against seven
2019, the Criminal Court sentenced the accused to pay a fine of Baht 40,000 and a further fine of Baht 200 each day for 859 days starting from June 1,2022 until October 7,2022 totally 171,800 Baht. The
Building Confidence in the Capital Market No. 27/2013 No further extension of deadline for TUCC’s financial statements Bangkok, March 22, 2013 - The SEC rejected to grant further extension of
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the
organization's products and services, either within, upstream or downstream of direct operations. For further details on reporting boundaries please consult the GHG Protocol Corporate Value Chain (Scope 3
further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by
or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues.The SEC therefore filed a criminal complaint with the ECD
and a further fine of Baht 100 each day starting from the day after prosecution until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 30/11/2012