needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles
/บัตรเงินฝากของ บค. Investment grade ≤ 15% ของ NAV
' structure notes securities with embedded options 3 exotic derivatives +,". (.* % 3&' # !#-!'3' #)#3 0' J0 0 building-block approach " K /0.' / .( 0 3 ."'* /0.$#%3#%] (.+Z" +,'$ 3. (% #-!'# 4
กล่าวคำปราศรัย (keynote speaker) ในหัวข้อ “Shaping Thailand's Digital Financial Future: A Collaborative Approach to Innovation and Regulation” โดยได้แสดงวิสัยทัศน์ของ ก.ล.ต. ในการส่งเสริมเศรษฐกิจดิจิทัล
, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
balance system (for example, independent directors and audit committee members) that will enhance the image and create confidence for the Thai capital markets. In addition, this approach is in line with
proposed granting corporate income tax exemptions to “mutual funds” whose units are subscribed solely by provident funds. In light of this approach, SEC is revising the regulations on establishing mutual
SEC booth this year will be modernized with our reaching out approach to investors and the general public. As this year marks our 20th anniversary, it is a very special occasion for rebranding and
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in