monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
suggestions gathered therefrom, and studied further details before proposing the current draft amendments to digital asset business regulations.The consultation paper is available at https://www.sec.or.th/TH
opening an investment account cross the industry, to be applicable for all types of investment products.* The draft regulations take into account the comments and suggestions gathered from the previous
approximately 1 million baht per year. This public consultation takes into account the comments and suggestions gathered from the previous hearings in August and September this year – the majority of which were
the private sector to undergo such process.The drafting process of the said rules has taken into account the comments and recommendations gathered from the previous hearing conducted in April on the
comments gathered earlier from the hearing on the guiding principles in July this year, and made further revisions to enhance flexibility and appropriateness in practice.Essentially, the rules would revise
website also provides information on corporate social responsibility and anti-corruption gathered from relevant authorities. Assessments in the said areas both at the country and corporate levels have been
SEC took into consideration public comments and suggestions gathered from the previous hearing on the principles of the PO rules in October last year.The consultation paper is available at www.sec.or.th
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm