businesses in their product and service offering for investors? best interest, and improves professional conduct to ensure that investors will have reliable information and efficient protection. The SEC also
market services.In carrying out the mandates and tasks under the Strategic Plan, the SEC has adopted the Innovative Organization Plan to strive for becoming a reliable high-performance organization, with
conducting an asset due diligence from every year after the previous due diligence to at least once in a calendar year, and permitting the use of other reliable methods to conduct an asset due diligence
effectively and the SEC operation is transparent and reliable, the SEC Board has appointed the Audit Committee to function as the checks and balances mechanism with the Internal Audit Department supporting the
) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data recording and reporting of information to the company’s
for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data
that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation
financial institutions and businesses in their product and service offering for investors? best interest, and improves professional conduct to ensure that investors will have reliable information and
enhance its return to profitability, the Company will: • Deliver reliable return with long-term growth opportunity though long-term acquisition in high quality “Real Assets”. • Enhance our assets
criteria prescribed by the Association of Thai Securities Companies and approved by the SEC Office. Clause 7 The derivatives broker shall set up a compliance unit in which acceptable and reliable standards