cryptocurrencies are traded, exchanged or deposited with the digital asset business operators regulated under the Royal Decree, and such operators must be the financial institutions under the Anti-money Laundering
enforcement mechanism on foreign Professionals who are regulated by more than one regulator and the impact of enforcement actions on foreign Professionals undertaken by one regulator to the other regulator (s
for sustainable development. Regulated bodies were also encouraged to participate in the Collective Action Coalition (CAC) of private sector in fighting against corruption. Amidst global economic
. Paying Agent * L. Credit Rating รายการที่กําหนดในประกาศ กจ.4/2549 M. Applicable Law * III. RISK FACTORS รายการที่กําหนดในประกาศ กจ.4/2549 IV. MARKETS A. Identity of Exchanges and Regulated Markets × B
_____________________________________________________ ________________________________________________________________________ 15) Number of years the CIS Operator has managed funds : _________________ Total assets under management (latest available
, sovereign wealth funds and mutual funds), or asset managers to which such collective vehicles or individuals allocate funds. We note that in controlled companies (where there is a dominant shareholder or
offeror. If the registration statement contains any false statement or omits to state any material information which should have been disclosed, the securities holders who purchased this securities within
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund? Yes No If “Yes”, please specify criteria of acceptable index ( please
foreign ETF comply with the Notification of the Capital Market Supervisory Board concerning Investment of Funds (the same rule applies to Thai ETF)? Yes No 9) Is the foreign ETF a passively managed fund