according to the Service Level Agreement; 3) Rectifying the work system for supporting the Business Continuity Plan to cover the case of trading interruption in consistent with the current business
related regulations have already been put in place, and will expand the scope of the related regulations to cover both inbound and outbound unit offerings in support of the HK-TH MRF project. The
services as investment consultant and investment analyst and choosing products for investors. Moreover, providing research reports that cover ESG aspects of listed companies will urge listed companies to
underwritten by them. The permission will cover either trading to hedge derivatives positions that underwriters already have or trading of shares in SET50 or SET100 subject to certain conditions. In addition
expansion of the scopes of work of derivatives investor contact type B (limited to gold futures) and selling agents of gold futures brokers to cover provision of services relevant to the said precious metals. # # #
personal acts becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in
becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in investment through
Microsoft Word - fully covered.doc การลงทุนใน derivative หรือ warrant ท่ีกําหนดให ตองทําการ fully cover ไว ซ่ึงประเภทหลักทรัพยและทรัพยสินท่ีกองทุนสามารถใช cover ได ประกอบดวย 1. เงินสด 2. เงิน
liquidate the collaterals. Nevertheless, the liquidation value may be insufficient to cover the debt, causing losses to the brokers and impacting the credibility of the overall capital market. Additionally