continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a
agreed or conspired on creating the false appearance of the price and volume of ACD shares by continuously transacted in the shares pushing it to the higher price. This actions misled the general public
อนาคตโดยใช้ราคาของสินค้าอ้างอิงที่เป็นราคาในปัจจุบัน (spot price) ถือเป็นสัญญาซื้อขายล่วงหน้าภายใต้ พ.ร.บ.สัญญาซื้อขายล่วงหน้า พ.ศ.2546 หรือไม่ คำตอบ : การซื้อ
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 30/08/2013 - 30/08/2013
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 14/06/2007 - 21/06/2007
KWI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/07/2007 - 02/08/2007
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered exempting fees for application and filing submitted during February 1, 2021 and December 31, 2023. W...
SCB ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 11/12/2019 - 17/12/2019