) “securities lending” “SET” “share warrants” “single entity limit” “SIP” Specific Investment Products P a g e 8 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors “sovereign rating
Tulip Sovereign Hotel, No. 92 Soi Saengcham, Rama IX Road, Huaykwang Sub-district, Huaykwang District, Bangkok Metropolis, and fixing of the Agenda for the Extraordinary General Meeting of Shareholders of
Tulip Sovereign Hotel, No. 92 Soi Saengcham, Rama IX Road, Huaykwang Sub-district, Huaykwang District, Bangkok Metropolis, and fixing of the Agenda for the Extraordinary General Meeting of Shareholders of
Billion Poland becomes the 1st green sovereign issuance Green Bond Social Bond Sustainability Bond Sustainability -linked Bond Transition Bond Source : Climate Bonds Initiative (CBI) 2015 The Paris
APEC Financial Regulators’ Training Initiative, Bangkok, August 25, 2008 Sovereign Wealth Fund for Thailand? by Mr. Thirachai Phuvanatnaranubala, Secretary-General, Securities and Exchange Commission
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
related operational risk, and evaluate risks both internal and external that could affect the operation and the SEC’s strategic plan. Subsequently, control activities and working procedures are set up to
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
Public Sector Bonds Sovereign Treasury revenues Solar FiT support or subsidy policies Potential NAMA bonds Public Agencies Municipal authorities Treasury revenues Roll-out of solar power generation on
to them being considered as connected persons of the Company. As of the date of this information memorandum, limited partners mainly comprise investors who are pension funds, sovereign wealth funds