in Securities Business. 1.2 Order collecting process. 1.3 Rectification and amendment of orders recorded in error, for instance timeframe, procedures and the person so assigned. 1.4 Verification of
Rectification and amendment of orders recorded in error, for instance timeframe, procedures and the person so assigned. 1.4 Verification of clients’ order for accuracy and completeness disbursement 1.5 Control of
with the connections between non-financial and financial performance. In addition, disclosure of complete information in a timely manner will be of benefit to companies in terms of value adding
take advantage of other persons. In addition, Miss Natthaporn, Miss Lalinporn and Mr. Permsin assisted or facilitated for Mrs. Chamaiporn in being involved in PERM share trading and financial
quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
advantage of other persons before its was disclosed to the public on 28 October, 2016 and Mr. Krirkkrai involves by executed trading orders of JTS shares. 02/10/2019 agreed to comply with civil
Pathomrungsiyunggul’s securities trading account to puschased 1,286,700 of UVAN shares in such a way as to take advantage of other persons before UVAN disclosed the inside information to the public on 23 February 2018
. Sommart Dhupchinda to commit offense in using Mr. Sommart's securities trading account to purchase TIPCO shares in such a way as to take advantage of other persons before TIPCO disclosed the inside
advantage of other persons before TIPCO disclosed the inside information to the public on 18 February 2021. 22/08/2023 agreed to comply with civil penalties determined by the Civil Penalty Committee as
accounts to purchase CHG shares in such a way as to take advantage of other persons before CHG disclosed the inside information to the public on 15 November 2019. 16/11/2023 agreed to comply with civil