During the joint meeting held at the SEC Building yesterday, the SEC, led by Secretary-General Pornanong Budsaratragoon and the management, and the SET, led by President Dr. Pakorn Peetathawatchat and the management, discussed approaches that the SET could adopt to review rules relating to securities trading in cash account, particularly in placing asset as collateral before purchasing in securities. This is to ensure fair treatment between retail investors and foreign institutional investors ex...

association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market

SEC is welcoming public comments on a drafted notifications of the approval for offering of newly issued shares  and information disclosure, applying to issuers and listed companies, in accordance with the International Organization of Securities Commissions (IOSCO) standards and FSAP. Reexamining these regulations would help to further credibility of the Thai capital market and to build up confidence for both domestic and foreign investors. For the principle of the revision, the SEC had al...

that related parties are able to perform their respective duties to the fullest capacity. This is to support a well-balanced financial reporting ecosystem and enhance the quality of financial reports of

At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business operators in foreign jurisdictions/countries with their personnel giving investment advice. Under the governing rules and procedures, foreign business operators, having the prescribed characteristics and giving advice or information on foreign currency denominated capital market products through Tha...

เอกสารเผยแพร่ของบริษัทที่ออกและเสนอขายหลักทรัพย์ - บริษัท เอ็นฟอร์ซ ซีเคียว จำกัด (มหาชน) : SECURE สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ พิมพ์เมื่อ 01 เมษายน 2565 22:35 เอกสารเผยแพร่ของ

เอกสารเผยแพร่ของบริษัทที่ออกและเสนอขายหลักทรัพย์ - บริษัท เอ็นฟอร์ซ ซีเคียว จำกัด (มหาชน) : SECURE สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ พิมพ์เมื่อ 28 สิงหาคม 2565 21:54 ​ ​ เอกสารเผย