custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
Microsoft Word - APCON loan 30 mb Roll-over _EN_ Revise II page 1/4 May 14, 2020 Subject : Notification of extension of financial assistance period to associated company (Connected person) To : The
. 2559 (2016) as detailed in Clause 5, Clause 6 and Clause 7; (3) untrustworthy characteristics previously specified before this Notification becomes effective as detailed in Clause 8. Clause 4 A person
Ministry of Finance Re: Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder (as amended) Clause 1 In this Notification: "securities company" 1
references when engaging senior audit staff? Does the firm examine or interview candidates before recruit them? C Training 1 Does the firm have an induction course for new audit staff on firm’s policies and
requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the
Company Seller : Mr. Do Tat Thang SDWTP’s current shareholder, which is an individual person in Vietnam. However, Seller is not a connected person of the Company and its Subsidiary 3. The General
person was founded since 1997, the Company had to comply with the Land Act 2000 which the outcome was retroactive. (2) THB 3.80 million for engaging Independent Financial Advisor. (3) THB 2.53 million for
the shareh n the subsidi in Nation U of Nation Un the total shar in Bangkok any engaging dinary shares 02 BBB shar held by Bang in WPS (Tha business), i.e tal shares of W in NML Co usiness), i.e., tal
number of voting rights of such juristic person; (8) “ client solicitation ” means soliciting clients for engaging in an agreement with a private fund management company by the way of providing investment