Capital Adequacy of Some Specific Intermediaries (No. 2 ) dated 20 February 2017. Clause 2 In this Notification: “ intermediary ” means an intermediar y engaging in the business of investment advisory
Capital Adequacy of Some Specific Intermediaries (No. 2) dated 20 February 2017. Clause 2 In this Notification: “intermediary” means an intermediary engaging in the business of investment advisory service
jointly with Thanjira repaid debt to Tisco Asset Management Co.,Ltd. From the said facts, Surasak was considered as jointly with Thanjira engaging in dishonest conducts. The aforesaid actions were in
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201810/18095323.pdf วันที่ 11 กุมภาพันธ์ 2551 electric equipment, and construction of electrical substation. The Company also has 2 subsidiaries engaging in
://publish.sec.or.th/nrs/2249pe_r.pdf วันที่ 11 กุมภาพันธ์ 2551 electric equipment, and construction of electrical substation. The Company also has 2 subsidiaries engaging in related businesses, which are (1) IGEN
Funds between Hong Kong Special Administrati in virtual assets such as digital tokens5, virtual commodities and crypto assets6 and engaging in a physical short sale transaction is also prohibited. However
. Clause 6. Prior to agreeing to provide selling agent service for units of foreign collective investment scheme, securities company shall arrange to have agreement in writing with person responsible for
5.1%. 2. Mobile Phone Distribution and its Accessories Business Jaymart Mobile Company Limited, (“JMB”), engaging in the mobile distribution business, which had a net profit in the first quarter of 2019