be useful for policy making with regard to exchange rates and financial system in an effective and timely manner.The SEC therefore proposes to revise relevant regulations to require securities
comparison indicating maximum, minimum and average returns among mutual funds in the same category and will thus serve as useful information for making investment decision. The proposed rules classify mutual
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
findings as well as sample course of actions employed by some audit firms that we believe would be useful to other firms facing similar issues. 1. Leadership responsibilities Leaders of audit firms are in a
2013, the SEC announced the results of the survey that was designed by IFIAR, revealing the global audit inspection findings, including those from the SEC which have served as a useful reference in
experience useful for the operation of the securities clearing house or central securities depository, as the case may be. 5 For the purposes of Paragraph 1, securities clearing houses and central securities
Directors considered that the said transaction is a general business term and reasonable, and it is useful for the benefit of the Company. Consequently, the Board of Directors approved the said transaction on
Thailand (SET). The first hearing conducted earlier in the month of June attracted various, useful comments from organizations and stakeholders, which has led to revision to certain provisions in the key
issuing bonds to raise fund. The project also aims to encourage those businesses to consider the capital market as a useful channel for fund raising and cost restructuring while fee discount will be offered