TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...
financial statements (paragraph........); ( 5.5 Significant mistakes in financial statements arisen after dissemination and the financial statements required restatement (paragraph........); ( 5.6 Others
dissemination and the financial statements required restatement (paragraph........); ฆ 5.6 Others (paragraph........). 6. Have other matter paragraphs (can choose more than one) resulting from: ฆ 6.1 Previous
investors to get started; especially the first jobbers with small earnings to obtain adequate returns for their needs. The SEC also published the Project brochure for dissemination through the selling points
rights reserved. Dissemination of the contents of this paper is encouraged. Please give full acknowledgement of the source when reproducing extracts in other published works. ICGN, the contributors and the
เปิดโอกาสให้ผู้ถือหุ้นที่ไม่เห็นด้วยกับการเปลี่ยนแปลงผู้มีอำนาจควบคุมกิจการสามารถขายหุ้นของตนได้อย่างเป็นธรรม (fair exit) และได้รับการปฏิบัติอย่างเท่าเทียม (fair treatment)? ดังนั้น การที่นายบีเสนอซื้อ
securities for dissemination to dealers and providing a system for matching orders placed between dealers or any systems to facilitate trading of securities between dealers. Clause 4 This Notification
dissemination of materially misleading information. In addition, the SEC and the DSI are collaborating under the MOU officially signed on 15 July 2019 to investigate and seek evidence and facts related to
of RASA.Rapi?s dissemination of false statements or any other statement with the intention to mislead other persons concerning the facts related to the financial condition, the business operation or
lead to offences comparable to those of the Securities and Exchange Act. For instance, dissemination or disclosure of false information, insider trading, front running, market manipulation. The same