arising from or related to its use. (1) treasury bills; (2) bonds; (3) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a
the English translation is strictly for reference. Accordingly, the SEC Office cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to
capital market whether under Thai or foreign law in the following matters: 1. engaging in any unfair activity or exploitation of investors in trading securities or derivatives; 2. undertaking a dishonest
Market Supervisory Board, or the Office of the Securities and Exchange Commission has recommended any investment in the securities nor shall they assure the value or returns on the securities being offered
responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. 2 (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the
has been sentenced by a final judgement in an offense concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage, either under Thai or
concerning property, only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage, either under Thai or foreign laws; (3) being currently subject to a criminal
market, directly or indirectly. And publicly listed companies provide for more than 200 million jobs. The Principles also address the rights of these stakeholders and their ability to participate in
trading practices and any other acts which are in contravention of the securities law or having effect on the public trust, and taking legal actions against offenders. Internal Administration Group