sessions, either in the morning or afternoon. ** Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1) of the Notification of the
prices were within the range which the client previously expressed interest in. She thought that the shares could be sold to take profit in the similar manner as the client's purchase made in the morning
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, CEL, CELO, CELR, CENNZ, CFX, CHR, CHZ, CITY, CKB, COCOS, COMP, COS, COTI, CRE, CRO, CRV, CSPR, CTK, CTSI, CTXC, CUDOS, CVC, DAD, DATA, DAWN, DCR, DENT, DEP, DERO, DGB, DIA, DKA, DODO, DOGE, DOT, DPR
, BCD, BCH, BEAM, BLCT, BNB, BOA, BOND, BRD, BSV, BTG, BTM, BTR, BTT, CAKE, CELO, CET, CHR, CHZ, CKB, COMP, CORE, COTI, CRO, CRU, CRV, CTC, CTSI, CVC, CVP, CXO, DAD, DAG, DASH, DATA, DAWN, DCR, DENT, DERO
compromise business opportunities.The SEC is therefore proposing to amend the IPO regulations by clarifying the issuer’s qualification of non-involvement in an illegal business to ensure clarity and
Having noticed that some digital asset business operators open trading accounts for minors, on 8 January 2022 the SEC disseminated the circular clarifying the guidelines for providing digital asset
) Clarifying the process where the Minister of Finance does not agree with the recommendation of the SEC Board regarding the application and setting out the process for informing the application result; (4